AIGP Exam Simulation: IAPP Certified Artificial Intelligence Governance Professional & AIGP Study Guide Materials
AIGP Exam Simulation: IAPP Certified Artificial Intelligence Governance Professional & AIGP Study Guide Materials
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IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q137-Q142):
NEW QUESTION # 137
In procuring an AI system from a vendor, which of the following would be important to include in a contract to enable proper oversight and auditing of the system?
- A. Responsibility for improvements.
- B. Liability for mistakes.
- C. Appropriate access to data and models.
- D. Ownership of data and outputs.
Answer: C
Explanation:
Ensuringoversight and auditabilityrequires that the organization hassufficient access to data, documentation, and model internalsor outputs necessary for evaluation.
From theAI Governance in Practice Report 2024:
"Access to technical documentation and system internals is essential to enable effective auditing, conformity checks, and accountability mechanisms." (p. 11, 34)
* Ais about liability, not auditability.
* Bmatters for IP rights, not oversight.
* Crelates to lifecycle responsibility but doesn't guarantee audit access.
NEW QUESTION # 138
CASE STUDY
A global marketing agency is adapting a large language model ("LLM") to generate content for an upcoming marketing campaign for a client's new product: a hard hat designed for construction workers of any gender to better protect them from head injuries.
The marketing agency is accessing the LLM through an application programming interface ("API") developed by a third-party technology company. They want to generate text to be used for targeted advertising communications that highlight the benefits of the hard hat to potential purchasers. Both the marketing agency and the technology company have taken reasonable steps to address Al governance.
The marketing company has:
* Entered into a contract with the technology company with suitable representations and warranties.
* Completed an impact assessment on the LLM for this intended use.
* Built technical guidance on how to measure and mitigate bias in the LLM.
* Enabled technical aspects of transparency, explainability, robustness and privacy.
* Followed applicable regulatory requirements.
* Created specific legal statements and disclosures regarding the use of the Al on its client's advertising.
The technology company has:
* Provided guidance and resources to developers to address environmental concerns.
* Build technical guidance on how to measure and mitigate bias in the LLM.
* Provided tools and resources to measure bias specific to the LLM.
* Enabled technical aspects of transparency, explainability, robustness and privacy.
* Mapped and mitigated potential societal harms and large-scale impacts.
* Followed applicable regulatory requirements and industry standards.
* Created specific legal statements and disclosures regarding the LLM. including with respect to IP and rights to data.
The technology company has also addressed environmental concerns and societal harms.
Which of the following results would be considered biased outputs from this AI system EXCEPT?
- A. The content generated for minority construction workers is insufficient
- B. The generated ads are sent to construction companies, not individual workers
- C. The images of female workers are hyper-sexualized
- D. The advertising text generated for female audiences focuses on color and style
Answer: B
Explanation:
The correct answer is A. Sending ads to construction companies (business entities) rather than individual workers is a business targeting decision, not inherently a biased AI output.
From the AIGP ILT Participant Guide - Bias & Fairness Module:
"Biased outputs often include stereotyping, exclusion of underrepresented groups, or reinforcing harmful societal assumptions." Examples like insufficient representation of minority groups or gender-stereotyping in visuals or language are typical manifestations of bias.
AI Governance in Practice Report 2024 also notes:
"Bias in generative models may manifest in representation gaps, stereotyping, or unequal performance across demographic groups." Option A, by contrast, describes a distribution strategy, not a bias generated by the AI model.
NEW QUESTION # 139
Scenario:
A European AI technology company was found to be non-compliant with certain provisions of the EU AI Act.
The regulator is considering penalties under the enforcement provisions of the regulation.
According to the EU AI Act, which of the following non-compliance examples could lead to fines of up to €
15 million or 3% of annual worldwide turnover(whichever is higher)?
- A. In case of a breach of AI Act prohibition by the Union institutions, bodies, offices and agencies
- B. In case of AI Act prohibitions
- C. In case of the supply of misleading information to notified bodies in reply to a request
- D. In case of breach of a provider's obligations for high-risk AI systems
Answer: D
Explanation:
The correct answer isB. The EU AI Act assigns atiered penalty systembased on the severity of the violation.
A breach ofobligations related to high-risk AI systemsfalls into the mid-tier category, triggering fines of €
15 million or 3% of annual global turnover.
From the AIGP ILT Guide - EU AI Act Module:
"Providers of high-risk AI systems must comply with strict documentation, testing, monitoring, and registration obligations. Breaches of these result in significant fines of up to €15 million or 3% of turnover." AI Governance in Practice Report 2024 supports this:
"Non-compliance with obligations under Title III (high-risk systems) leads to financial penalties under Article
71(3) of the EU AI Act."
Note: Thehighest penalty (€35 million or 7%)applies toprohibited AI uses, not to obligations for high-risk systems.
NEW QUESTION # 140
A UK company has designed a facial recognition model to support border control.
The EU AI Act would apply to the model in all of the following situations EXCEPT if?
- A. The model is deployed at an EU border checkpoint.
- B. The model is deployed at UK border checkpoints.
- C. The model was trained by an EU company.
- D. The model was released under an open source license.
Answer: B
Explanation:
TheEU AI Actapplies extraterritorially, meaning it affects entitiesoutside the EUwhen their AI systems impact individuals within the EU. However, it doesnotapply to systems that are developed, sold, or used entirely outside of the EU-such as in theUK, unless they affect the EU market or individuals.
From theAI Governance in Practice Report 2024:
"The act imposes regulatory obligations... depending on their capabilities, reach and computing power, certain GPAI systems are considered to present systemic risk and attract broadly similar obligations to those applicable to high-risk AI systems." (p. 7)
"The EU AI Act is the world's first comprehensive AI regulation... requirements apply to providers, deployers, importers, and distributors of AI systems when such systems are placed on the EU market." (p. 7-8) Thus:
* A. Open source releasedoes not exclude applicability if deployed in the EU.
* B. Deployment at an EU borderclearly invokes jurisdiction.
* D. Training by an EU companycreates jurisdictional links.
* C. Deployment only at UK checkpoints, withno EU use or impact, isoutside scope.
NEW QUESTION # 141
MULTI-SELECT
Please select 3 of the 5 options below. No partial credit will be given.
What are the roles and responsibilities of deployers of a proprietary model?
- A. Technical performance.
- B. Regulatory compliance.
- C. Ethical design.
- D. Ethical testing.
- E. System documentation.
Answer: A,B,D
Explanation:
Deployers of proprietary models arenot responsible for design, but they are accountable for how the system performsin their context of use, including ensuring ethical behavior, performance, and legal compliance.
From theAI Governance in Practice Report 2024:
"Deployers of AI systems must take reasonable steps to ensure that systems are used ethically, perform safely, and align with applicable laws and standards." (p. 11-12)
"Operational governance... includes performance monitoring protocols, incident management plans, and regulatory oversight." (p. 12) Thus:
* #A. Ethical testing- Required to mitigate misuse and unintended harms.
* #B. Ethical design- Belongs todevelopers/providers, not deployers.
* #C. Technical performance- Deployers must ensure that AI performs as expected.
* #D. System documentation- This is theprovider'sobligation.
* #E. Regulatory compliance- Deployers must ensure system use complies with applicable laws.
NEW QUESTION # 142
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